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Securities Industry and Financial Markets Association
Results: 602

#	Item
231	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]October 27, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change to Process All Sel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-28 07:57:22 Financial markets Securities Options Clearing Corporation Exercise Ex-dividend date Securities Industry and Financial Markets Association Short Futures contract Settlement Financial economics Finance Financial system
232	Freddie Mac Settlement Date Schedule Add to Reading List Source URL: www.freddiemac.com Language: English Finance Financial markets Settlement Securities Industry and Financial Markets Association Freddie Mac Gold rush Clearing Financial economics Securities Investment
233	Freddie Mac Settlement Date Schedule Add to Reading List Source URL: www.freddiemac.com Language: English Finance Settlement Freddie Mac Securities Industry and Financial Markets Association Gold rush Financial economics Securities Investment
234	AGENDA – Order of Presentations for Public Hearing on Service Provider Compensation and Plan Fee Disclosure Under ERISA Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 11:32:48 Bonds Securities Securities Industry and Financial Markets Association Stock market Financial economics Investment Financial system
235	October 24, 2014 By Electronic Mail Chair Mary Jo White Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 10:53:21 Investment Stock market United States Securities and Exchange Commission Trade associations Regulation NMS Mathematical finance Securities Industry and Financial Markets Association Securities Exchange Act Order Financial economics Financial markets Finance
236	PUBLIC HEARING AGENDA DEFINITION OF FIDUCIARY – INVESTMENT ADVICE March 1, 2011 TESTIMONIES: TIME: Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 11:47:04 Bonds Securities Securities Industry and Financial Markets Association Stock market Financial economics Investment Financial system
237	A[removed]October 24, 2014 Via Electronic Mail to [removed] Brent J. Fields Secretary, Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 09:51:42 Financial system Securities Financial Industry Regulatory Authority United States Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Exchange Act U.S. Securities and Exchange Commission Background check Credit rating agency Financial economics United States securities law Investment
238	“Global financial reform is one of the most important stewardship undertakings going on in the world today. This reform is needed and, if successful, can be a model for stewardship undertakings in other areas of societ Add to Reading List Source URL: johngtaft.com Language: English - Date: 2013-09-11 01:03:19 Financial markets Bonds Securities Securities Industry and Financial Markets Association Royal Bank of Canada William Howard Taft Financial economics Investment Finance
239	SIFMA Policy Brief: Build America Bonds Add to Reading List Source URL: www.dol.gov Language: English - Date: 2013-08-02 08:06:04 Stock market Pension Employment compensation Securities Financial services Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Retirement Defined contribution plan Financial economics Investment Economics
240	September 29, 2014 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-30 13:51:23 Self-regulatory organizations Stock market Financial markets Municipal Securities Rulemaking Board Bonds U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Electronic Municipal Market Access Financial economics Finance Financial system

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